Consultant Compliance Questionnaire Please complete all questions below. Fields marked with an asterisk (*) are required. Your Details Full name * Required. Email address * Enter a valid email address. Current employer * Required. Current title / role * Required. Engagement or project reference (if provided) Compliance Questions 1. Accuracy of Information * By submitting this form, you affirm that all information provided is accurate, truthful, and current to the best of your knowledge. Yes No Please select an answer. This engagement cannot proceed. Realtime Advisory requires an affirmation of accuracy before an engagement can begin. Please contact your Realtime Advisory analyst. 2A. Restricted Subjects * Are there any subjects you are prohibited from discussing by virtue of agreements or obligations to your current or former employers — such as confidentiality agreements, non-disclosure agreements, or employment contracts — or as a result of your possessing material nonpublic information, whether obtained through professional or familial channels? Yes No Please select an answer. 2B. Restricted Subjects — Detail * Please list the companies with which you hold such agreement(s), the type of agreement(s) by which you are bound, and any specific topics you cannot discuss. Required because you answered "Yes" to 2A. 3A. Public Company Affiliation * Are you currently, or have you within the past 12 months been, an employee, officer, director, or consultant of any publicly traded company or any subsidiary of a publicly traded company? Yes No Please select an answer. 3B. Public Company Affiliation — Detail * Please provide the name of the public company and your title or role with that company. If you are or were a consultant, please provide the dates of the consultancy and a description of the work performed. Required because you answered "Yes" to 3A. 4A. Government Affiliation * Are you currently, or have you within the past 12 months been, an elected official, or an employee or consultant of any government, government agency, or government-owned or government-controlled organization (other than a state university or hospital)? Yes No Please select an answer. 4B. Government Affiliation — Detail * Please provide the name of the government entity and your title or role with that entity. If you are or were a consultant, please provide the dates of the consultancy and a description of the work performed. Required because you answered "Yes" to 4A. 5. Recording & Internal Use * This engagement may be recorded. Your analyst is required to inform you before recording begins. Realtime Advisory records engagements for internal purposes only. Recordings and transcripts are used for quality assurance, compliance monitoring, and the preparation of internal notes and research. They are not distributed to clients or to any third party, and they are not published to any research archive or library. Transcripts may be processed by automated tools, including AI and large language model systems, solely to produce internal summaries and compliance records. Recordings and transcripts are stored securely and retained in accordance with Realtime Advisory's records retention policy. Do you acknowledge and agree that Realtime Advisory may record and transcribe this engagement for the internal purposes described above? Yes No Please select an answer. This engagement cannot proceed. Consent to internal recording is required for all Realtime Advisory engagements. 6. Ownership of Engagement Materials * Do you agree that Realtime Advisory will own all right, title, and interest in the content of this engagement — including any recording, transcript, and any research or work product derived from it — together with all associated intellectual property rights, and that Realtime Advisory may use and modify such materials and share derivative work product with its clients? What this means This covers the work product of this engagement — the recording and the research we produce from it. It does not claim ownership of your underlying expertise, your own materials, or anything you knew before the call. You remain free to use your own knowledge elsewhere. Yes No Please select an answer. This engagement cannot proceed. Agreement to these ownership terms is required for all Realtime Advisory engagements. 7. Confidentiality Certification * You understand that some attendees are investment firms who may use information you provide in connection with a trade or an investment recommendation, and that these firms could be harmed if you provide them with any confidential and/or material nonpublic information. Please confirm your agreement that: The information provided in response to this questionnaire is true and correct as of the date of this certification. You will not disclose confidential or material nonpublic information, as that term is described on the website of the Securities and Exchange Commission, and if you have any questions concerning whether information is confidential or material nonpublic information, you will consult a legal or compliance professional prior to participating in this engagement. You are familiar with all confidentiality and other agreements by which you are bound, and you will not violate any such contractual agreements during this engagement. Your participation will not violate any of your professional or ethical obligations, or any duty of confidentiality or trust by which you are bound. You are not aware of any obligation to any third party, including your current employer, that would prohibit you from participating. I agree I disagree Please select an answer. This engagement cannot proceed. This certification is required for all Realtime Advisory engagements. 8. Accept or Decline This Engagement * Do you accept or decline this engagement? Accept Decline Please select an answer. You have declined this engagement. You may still submit this form to record your response. Realtime Advisory will not proceed with the consultation. Compliance Acknowledgements You are required to conduct this consultation in full compliance with Realtime Advisory's Terms and Conditions, to which you have previously agreed to be bound. You must have completed the Realtime Advisory Compliance Tutorial and submitted the Consultant Compliance Questionnaire at least once within the past 12 months, and you must keep your profile current, updating it promptly if your employment details change. As a reminder, you may not disclose any confidential or proprietary information, or any material nonpublic information, during the course of this consultation. You must decline this consultation if it would cause you to violate any agreement, policy, or code of conduct to which you are bound, or any duty or obligation you may have to any person or entity (for example, your employer or a company for which you have consulted). You must terminate this consultation if it moves into subject matter you cannot discuss, including any discussion about your current employer. You further represent and warrant that all information and responses you provide during this consultation are accurate, complete, and correct to the best of your knowledge. You acknowledge that you bear sole responsibility and liability for the accuracy of your statements, and that Realtime Advisory shall not be held liable for any inaccuracies, errors, or omissions in the information you provide. By checking this box, you confirm that you have read Realtime Advisory's Terms and Conditions and agree to conduct this engagement in compliance with them. You also confirm that you have read and agree to Realtime Advisory's Privacy Policy. * You must check this box to continue. By checking this box, you confirm that you have completed Realtime Advisory's Compliance Tutorial at least once within the past 12 months. * You must check this box to continue. Submit Form Some required questions are incomplete. Please review the highlighted items above.
